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All insights — page 29

Every article, alert and update from the firm, newest first. Showing 1681–1740 of 2408.

  1. PMS Fee Structures Explained — Fixed Fee vs Profit-Sharing Models

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  2. High Water Mark in PMS — Why It Exists and How It Protects Investors

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  3. Hurdle Rate and Catch-Up in PMS Performance Fees — How the Math Actually Works

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  4. PMS Exit Load and Early Redemption Charges — What's Permitted

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  5. Upfront Fee Prohibition for Portfolio Managers — What Changed and Why

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  6. Fee Disclosure Obligations for Portfolio Managers — SEBI's Standard Format

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  7. UPI and Digital Fee Collection for PMS — Payment Mode Requirements

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  8. Brokerage vs Advisory Fee vs PMS Fee — Why the Distinction Matters for Clients

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  9. GST Treatment of PMS Fees — What Portfolio Managers Must Charge and Report

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  10. Client-Level Segregation of Securities in PMS — The Demat-in-Client-Name Model

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  11. Custodian's Role in PMS — Functions, SEBI Requirements & Comparison with AIF Custody

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  12. Why PMS Securities Are Held in the Client's Own Demat Account — Regulatory Rationale

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  13. Power of Attorney in PMS — What It Can and Cannot Authorise

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  14. Model Portfolio in PMS — Definition, Risk Disclosures & Audit Requirements

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  15. Investment Approach Disclosure — What Every Portfolio Manager Must Specify Upfront

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  16. Related Party Transactions in PMS — Disclosure and Governance Requirements

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  17. Leverage and Borrowing Limits for Portfolio Managers — What SEBI Permits

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  18. Co-Mingling Prohibition — Why Client Funds Cannot Be Pooled in PMS

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  19. Multi-Asset and Fixed Income PMS Strategies — Structuring Considerations

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  20. Portfolio Rebalancing Frequency and Communication — What Clients Must Be Told

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  21. Conflict of Interest Guidelines for Portfolio Managers and Associated Persons

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  22. TWRR (Time-Weighted Rate of Return) in PMS — Why SEBI Mandates This Method

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  23. Benchmarking Requirements for PMS — How the Right Benchmark Is Chosen

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  24. Monthly and Periodic Reporting to PMS Clients — What Must Be Included

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  25. Performance Reporting to APMI/SEBI — Half-Yearly Filing Requirements

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  26. PMS Performance Disclosure on Websites — What Portfolio Managers Can and Cannot Claim

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  27. Past Performance Verification for PMS — The PaRRVA Framework Applied to Portfolio Managers

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  28. Common Errors in PMS Performance Reporting — What Auditors Flag Most

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  29. Advertisement Code for Portfolio Managers — What You Can and Cannot Say in Marketing

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  30. No Assured Returns in PMS Marketing — The Prohibition on Guarantees

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  31. Brand Name vs SEBI-Registered Name for PMS — The Website Display Rule

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  32. Client Acquisition for Portfolio Managers — What's Compliant Under Solicitation Rules

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  33. Can a Portfolio Manager Use Social Media to Build Their Practice? — A Compliance-Safe Framework

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  34. The "Finfluencer" Restriction for PMS — Why You Must Be Careful Who You Associate With

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  35. Building Content Marketing for a SEBI-Regulated PMS Practice — What's Actually Permitted

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  36. Investor Charter for Portfolio Managers — What Every Client Is Entitled to Expect

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  37. How to File a Complaint Against a Portfolio Manager — Complete Guide for Clients

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  38. SCORES 2.0 for PMS Complaints — The Two-Level Review Process Explained

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  39. Online Dispute Resolution (ODR) for PMS-Client Disputes — Conciliation to Arbitration

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  40. Grievance Redressal Timelines for Portfolio Managers — The 21-Day Mandate

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  41. Complaint Data Disclosure — Monthly Website Publication Format for PMS

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  42. Periodic Reporting for Portfolio Managers — Half-Yearly Filing Requirements to SEBI

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  43. Annual Compliance Audit for Portfolio Managers — Who Can Conduct It (ICAI/ICSI/ICMAI)

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  44. Annual Compliance Audit for PMS — Timeline and Submission Deadlines

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  45. Client-Level Segregation Certificate — Annual Certification Requirement for PMS

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  46. How to Handle a SEBI Inspection as a Portfolio Manager — Complete Readiness Guide

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  47. Obligations of a Portfolio Manager During Inspection — Production of Books and Records

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  48. Record-Keeping Requirements for Portfolio Managers — What to Maintain and For How Long

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  49. Common SEBI Inspection Findings for Portfolio Managers — An Illustrative Checklist

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  50. Building an Internal SOP Manual for a New PMS Practice — Complete Governance Framework

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  51. Cybersecurity and Cyber Resilience Framework (CSCRF) for Portfolio Managers

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  52. VAPT Cadence for Portfolio Managers — What's Required and How Often

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  53. Business Continuity Planning and DR Drills for PMS — What Auditors Check

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  54. Cloud Adoption Framework for PMS — Compliance Considerations

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  55. Data Localisation Requirements for PMS SaaS Tools — Why Critical Data Must Stay in India

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  56. AI/ML Tools in Portfolio Management — SEBI's "Extent of Use" Disclosure Requirement

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  57. AML Obligations for Portfolio Managers — Master Circular Reference

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  58. Reporting of Suspicious Transactions to FIU by Portfolio Managers

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  59. FATCA and CRS Compliance for Portfolio Managers — Reporting Obligations

    Article · SEBI / Portfolio Managers · 25 Jul 2026

  60. Digital Personal Data Protection Act (DPDPA) Compliance for PMS Investor Data

    Article · SEBI / Portfolio Managers · 25 Jul 2026