SEBI (Investment Advisers) Compliance Calendar — FY 2026‑27
This calendar captures the periodic reporting and audit requirements for SEBI‑registered Investment Advisers (RIAs) under the Investment Advisers Regulations, 2013, and the RIA Master Circular for FY 2026‑27. It covers the half‑yearly returns and net‑worth certificate for the two halves of the financial year and the annual compliance audit for the preceding financial year. All filings are routed through the relevant SEBI‑designated channels as specified in the Master Circular.
30 April 2026 (Thursday)
- Semi-Annual returns / net worth certificate for the half-year ending 31 March 2026. Applicability: SEBI‑registered Investment Advisers (RIAs). Reference: SEBI (Investment Advisers) Regulations 2013 r.w. RIA Master Circular
30 October 2026 (Friday)
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Annual Compliance Audit for FY 2025‑26. Applicability: SEBI‑registered Investment Advisers (RIAs). Reference: SEBI (Investment Advisers) Regulations 2013 r.w. RIA Master Circular
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Semi-Annual returns / net worth certificate for the half-year ending 30 September 2026. Applicability: SEBI‑registered Investment Advisers (RIAs). Reference: SEBI (Investment Advisers) Regulations 2013 r.w. RIA Master Circular
How We Help
Investment Advisers must adhere to a dual rhythm: two semi‑annual filings (net‑worth certification and returns) and an annual compliance audit that examines the entire preceding financial year. At Anuj Desai & Associates, we prepare the returns from validated books, coordinate the net‑worth certification and compliance audit with the auditor, and submit all filings to SEBI. If you would prefer not to manage this calendar in‑house, reach out to our SEBI compliance desk.